Falletti Weber Consulting Group - Customized, client orientated financial solutions to NGOs Falletti Weber Consulting Group - Photo by Kyle Barker - Angkor Wat, Cambodia Falletti Weber Consulting Group - Photo by Kyle Barker - Ban Sap Jam, Laos

Alternative SOX Section 404 Process

Falletti Weber Consulting Group - Customized, client orientated financial solutions to NGOs


Nonprofit boards and management alike are recognizing the benefits of implementing certain aspects of the Sarbanes-Oxley Act. FWCG has developed an approach that right-sizes Section 404 documentation to provide true value to the NGO without the extraordinary expense borne by organizations subject to SOX regulations.

In our experience, organizations focus energy and time documenting low risk processes in an attempt to satisfy internal or external requests to have complete documentation of procedures. FWCG works with management to identify all risks, and where significant risk resides in the various cycles, we intensify our focus and fully document primary and secondary controls to ensure that controls are adequate and operating as intended. Not only does this approach provide the best value to management, it also satisfies external auditors and industry trends and regulations by focusing on what could truly impact governance, reputation, and operations.